Unclaimed
Jacob Ryan Gainey is a securities professional with Fidelity Brokerage Services LLC. Jacob has been in the securities industry since June 7, 2021. Jacob is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7TO, SIE, and Series 63 licenses. Jacob is registered to sell securities in 53 states and the District of Columbia. Jacob was previously registered with Equitable Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
10/22/2021 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
MA
12/21/2020 - 05/05/2021
EQUITABLE ADVISORS, LLC (WELLESLEY MA)
BC
Issued 12/10/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/22/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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