Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob Rothenberg is a financial advisor with Citizens JMP Securities, LLC. Jacob has been in the industry since 1996. Jacob is registered with FINRA and holds the Series 7, Series 24 and Series 63 licenses. Jacob has been registered with Citizens JMP Securities, LLC since January 6, 2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/06/2005 - Present
Citizens JMP Securities, LLC (NEW YORK NY)
CT
03/04/2004 - 11/11/2004
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
CT
01/22/1998 - 06/02/2004
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
CA
09/16/1996 - 01/16/1998
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
BC
Issued 10/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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