Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob Robert Engel is a registered representative of Scotia Capital (usa) Inc., a broker-dealer registered with the Securities and Exchange Commission (SEC). Jacob Engel's current employment began on January 11, 2022. Jacob Engel is also registered as an investment advisor representative in 52 states. Prior to joining Scotia Capital (usa) Inc., Jacob Engel was employed by BARCLAYS CAPITAL INC. from December 14, 2018 to January 20, 2022. Jacob Engel has passed the SIE, Series 7, and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/11/2022 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
12/14/2018 - 01/20/2022
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 07/26/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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