Unclaimed
Jacob Riggen is a financial advisor registered with J.w. Cole Financial, Inc. Jacob is based in Lebanon, Indiana and has been in the industry since 2022. Jacob is licensed to sell securities in Indiana. Jacob holds the Series 63, Series 6TO, and SIE licenses. Jacob was previously registered with Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
02/23/2024 - Present
J.w. Cole Financial, Inc. (Lebanon IN)
IN
03/14/2022 - 02/16/2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Carmel IN)
BC
Issued 05/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/07/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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