Unclaimed
Jacob Pollan is a financial advisor with Carty & Company, Inc. Jacob is licensed to offer securities advice in Arizona, Nevada, New Mexico, Oregon, Tennessee, and Washington. Jacob has passed the Series 63, Series 7TO, and SIE exams. Jacob joined Carty & Company, Inc. on June 1, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
06/01/2023 - Present
Carty & Company, Inc. (MEMPHIS TN)
BC
Issued 08/25/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/03/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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