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Jacob Pollan

Carty & Company, Inc.

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About Jacob Pollan

Jacob Pollan is a financial advisor with Carty & Company, Inc. Jacob is licensed to offer securities advice in Arizona, Nevada, New Mexico, Oregon, Tennessee, and Washington. Jacob has passed the Series 63, Series 7TO, and SIE exams. Jacob joined Carty & Company, Inc. on June 1, 2023.

Firm Information

Jacob Pollan is currently registered with Carty & Company, Inc.. Carty & Company, Inc. is a Corporation formed on October 7, 1970. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jacob Pollan’s Registration & Firm History

TN

06/01/2023 - Present

Carty & Company, Inc. (MEMPHIS TN)

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Licenses & Designations

BC

Issued 08/25/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/01/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/03/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jacob Pollan.
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