Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob Roth is a financial advisor currently registered with Ausdal Financial Partners, Inc. Jacob has been in the financial services industry since 2022. Jacob is licensed in the state of Ohio. Jacob is also registered as an Investment Advisor Representative in the state of Ohio. Jacob has passed the Series 63, Series 65, and Series 6TO exams and has been registered with FINRA since 2022. Jacob has experience working with individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Jacob specializes in portfolio management, financial planning, and advice on UMA platforms. Jacob is also a licensed insurance agent and devotes approximately 20 hours per month to this activity.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advice on uma platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Revenue sharing
1
2
OH
07/03/2024 - Present
Ausdal Financial Partners, Inc. (Sandusky OH)
OH
06/29/2022 - 07/03/2024
FORTUNE FINANCIAL SERVICES, INC. (Sandusky OH)
IA
Issued 07/31/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/04/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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