Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob Nathaniel Roman is a financial professional who holds the Series 6, Series 63 and SIE licenses. Jacob Roman is currently registered with Northwestern Mutual Investment Services, LLC in Troy, Michigan and has been in the industry since 2017. Jacob Roman previously worked for Northwestern Mutual Investment Services, LLC in Huntington, West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
MI
01/31/2022 - Present
Northwestern Mutual Investment Services, LLC (Troy MI)
WV
10/13/2017 - 12/10/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (HUNTINGTON WV)
BC
Issued 11/04/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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