Unclaimed
Jacob Diamond is an investment banking representative associated with TD Securities (USA) LLC in New York, New York. Jacob obtained his Series 79TO and SIE licenses in 2023, and he has also passed the Series 63 exam to be registered in New York. Jacob has been in the industry since August 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/07/2023 - Present
TD Securities (usa) LLC (NEW YORK NY)
BC
Issued 12/16/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/15/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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