Unclaimed
Jacob Michael Christopher Lopez is a registered representative of Fidelity Brokerage Services LLC. Jacob Lopez's registration began on 10/30/2015. Jacob Michael Christopher Lopez has a Series 63, Series 4, Series 7 and SIE licenses. Jacob Michael Christopher Lopez is located in WESTLAKE, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/30/2015 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 11/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2018
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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