Unclaimed
Jacob Max Koenig is a registered representative with W G Securities, LLC. Jacob has been in the securities industry since 2010. Jacob has a Series 7, Series 3, Series 63, Series 79TO and Series 24 license. Jacob holds a current registration in Connecticut. Jacob was previously employed with GOLDMAN SACHS & CO. LLC from 2010 to 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
05/12/2022 - Present
W G Securities, LLC (WOODBRIDGE CT)
NY
08/25/2010 - 06/09/2022
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 08/27/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2022
Series 24 - General Securities Principal Examination
BC
Issued 08/15/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2011
Series 3 - National Commodity Futures Examination
BC
Issued 08/24/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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