Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob Louis Rosalez is a financial professional with Avantax Advisory Services. Jacob has been in the financial services industry for over 10 years, and holds a Series 66, Series 7TO, and SIE license. Jacob provides financial planning, pension consulting, educational seminars, and selection of other advisors services. Jacob has experience with Avantax Planning Partners, Inc., Ameriprise Financial Services, Inc., and ProEquities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
IA
04/04/2022 - Present
Avantax Advisory Services (Dubuque IA)
IA
06/30/2020 - 09/30/2020
PROEQUITIES, INC. (DUBUQUE IA)
IA
08/12/2019 - 01/15/2020
AMERIPRISE FINANCIAL SERVICES, INC. (WATERLOO IA)
BOTH
Issued 02/26/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/23/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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