Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob Griffith is a financial professional with over 20 years of experience in the industry. Jacob is currently registered with RBC Capital Markets, LLC as a Registered Representative and Investment Advisor Representative in Maryland and Texas. Jacob has a strong track record of success in providing investment advice to a wide range of clients, including individuals, corporations, and institutions. Jacob has a diverse background, having previously worked with ARCHER DISTRIBUTORS, LLC, NORTHERN LIGHTS DISTRIBUTORS, LLC, and RYDEX DISTRIBUTORS, INC.. Jacob has passed numerous industry exams, including the Series 65, Series 63, Series 26, Series 3, and Series 7. Jacob holds a number of licenses and registrations, including registrations in multiple states, including Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Illinois, Indiana, Kentucky, Louisiana, Maryland, Massachusetts, Nevada, New Hampshire, New Jersey, New York, North Carolina, North Dakota, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, and Washington. Jacob specializes in working with high-net-worth individuals, corporations, and institutions. Jacob also provides financial planning, portfolio management, and other investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
11/29/2021 - Present
RBC Capital Markets, LLC (FREDERICK MD)
MD
06/18/2012 - 10/23/2020
ARCHER DISTRIBUTORS, LLC (Laurel MD)
NE
07/18/2006 - 06/29/2012
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
MD
05/18/1999 - 01/18/2006
RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)
IA
Issued 05/16/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2012
Series 3 - National Commodity Futures Examination
BC
Issued 05/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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