Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob Lee Smith is a financial advisor who has been in the industry since January 29, 2012. Jacob is currently registered with Raymond James Financial Services, Inc. and Raymond James & Associates, Inc. Jacob is licensed to provide investment advice in 53 states and the District of Columbia. Jacob holds Series 6, 7, 24 and 63 licenses. Jacob has a diverse background in the financial services industry and is committed to providing personalized investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/03/2022 - Present
Raymond James Financial Services, Inc. (ST. PETERSBURG FL)
CO
08/20/2014 - 03/01/2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
12/19/2011 - 08/13/2014
ALPS DISTRIBUTORS, INC. (DENVER CO)
BC
Issued 09/15/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/16/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jacob Smith is the right advisor for you? Invested Better is here to help.
