Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob John Figueira is a financial professional with over 15 years of experience in the financial services industry. Jacob has a strong background in providing financial advice and investment management services to individual clients. He is currently a registered representative of Charles Schwab & CO., Inc. and is affiliated with the Walnut Creek branch office. Jacob holds Series 7, 9, 10, 24, 52TO, 53, and 66 licenses. He also holds the Certified Financial Planner designation. Jacob previously worked at TD Ameritrade, Inc. and Scottrade, Inc. He has a demonstrated commitment to providing clients with personalized financial solutions and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
11/27/2019 - Present
Charles Schwab & CO., Inc. (Walnut Creek CA)
CA
02/26/2018 - 11/19/2019
TD AMERITRADE, INC. (PLEASANTON CA)
CA
10/22/2007 - 02/26/2018
SCOTTRADE, INC. (PLEASANTON CA)
BOTH
Issued 06/24/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/31/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/24/2012
Series 4 - Registered Options Principal Examination
BC
Issued 07/28/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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