Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob Rose is a financial advisor with over 27 years of experience in the industry. Jacob has a strong track record of success in helping individuals and families achieve their financial goals. Jacob is currently registered with U.S. Bancorp Investments, Inc. in California. Jacob has a deep understanding of the financial markets and a commitment to providing personalized service to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
12/04/2023 - Present
U.s. Bancorp Investments, Inc. (San Francisco CA)
CA
06/21/2021 - 08/31/2023
OPPENHEIMER & CO. INC. (SAN FRANCISCO CA)
CA
03/04/2015 - 03/03/2021
GUGGENHEIM SECURITIES, LLC (SAN FRANCISCO CA)
CA
05/15/2014 - 03/09/2015
OTR GLOBAL TRADING LLC (SAN FRANCISCO CA)
CA
02/05/2008 - 04/07/2014
MACQUARIE CAPITAL (USA) INC. (SAN FRANCISCO CA)
CA
05/09/2001 - 04/05/2007
LEHMAN BROTHERS INC. (SAN FRANCISCO CA)
NY
09/26/1994 - 04/17/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 08/20/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1994
Series 3 - National Commodity Futures Examination
BC
Issued 09/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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