Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob Rand is a financial professional with over 7 years of experience in the financial services industry. Jacob is currently registered with Alps Distributors, Inc. and has a Series 6, 7 and SIE licenses. Jacob has a strong background in providing investment advice and has held previous roles at Baron Capital, Inc. and PRUCO Securities, LLC. Jacob is committed to providing clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
11/10/2023 - Present
Alps Distributors, Inc. (Manhattan Beach CA)
NY
10/25/2018 - 10/31/2023
BARON CAPITAL, INC. (NEW YORK NY)
NY
01/28/2016 - 06/12/2018
PRUCO SECURITIES, LLC. (HOWARD BEACH NY)
BC
Issued 02/16/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2018
Series 7 - General Securities Representative Examination
BC
Issued 01/28/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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