Unclaimed
Jacob Batten is a financial professional with a strong foundation in the investment banking industry. Jacob is currently registered with Jefferies LLC in Charlotte, North Carolina, and holds the Series 63, Series 79TO and SIE licenses. Jacob passed the Uniform Securities Agent State Law Examination (Series 63) on 7/19/2024. The Investment Banking Registered Representative Examination (Series 79TO) was passed on 7/13/2024. Jacob also passed the Securities Industry Essentials Examination (SIE) on 4/24/2024. Jacob joined Jefferies LLC on 7/15/2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
07/15/2024 - Present
Jefferies LLC (CHARLOTTE NC)
BC
Issued 07/19/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/24/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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