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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob Daniel kath Toomey is a financial advisor with Fidelity Personal and Workplace Advisors. Jacob has been in the industry since February 2019 and is registered with the state of California as a broker-dealer and an investment advisor. Jacob has also passed Series 63, 65, and 7TO exams and is registered with the state of Texas as a broker-dealer and an investment advisor. Jacob’s previous employers include LPL FINANCIAL LLC and Principal Securities, Inc. Fidelity Personal and Workplace Advisors offers financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/02/2021 - Present
Fidelity Personal AND Workplace Advisors (LOOMIS CA)
CA
11/02/2020 - 10/13/2021
LPL FINANCIAL LLC (SACRAMENTO CA)
CA
02/01/2019 - 11/10/2020
PRINCIPAL SECURITIES, INC. (Roseville CA)
IA
Issued 04/03/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/01/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/05/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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