Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob Daly is a financial advisor at Newfront Retirement Services, Inc. Jacob has over 10 years of experience in the financial services industry. Prior to joining Newfront, Jacob was a financial advisor at ABD Retirement Services, Inc. Jacob holds Series 6, 7, 63, and 66 securities licenses, as well as the SIE exam. Jacob is a registered representative in California and has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
07/24/2020 - Present
Newfront Retirement Services, Inc. (SAN FRANCISCO CA)
CA
07/23/2020 - 08/18/2021
ABD RETIREMENT SERVICES, INC. (San Francisco CA)
CO
01/07/2019 - 07/07/2020
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CA
06/20/2018 - 01/08/2019
SAGEPOINT FINANCIAL, INC. (SAN DIEGO CA)
CA
05/10/2018 - 01/03/2019
MMA SECURITIES LLC (San Diego CA)
CA
06/25/2015 - 06/11/2018
SAGEPOINT FINANCIAL, INC. (SAN DIEGO CA)
CA
07/18/2014 - 05/18/2015
FIRST INVESTORS CORPORATION (SAN DIEGO CA)
CA
01/29/2014 - 07/02/2014
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
CA
10/01/2012 - 12/31/2013
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
CA
02/13/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SAN RAFAEL CA)
BOTH
Issued 02/27/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/27/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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