Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob Christian Morton is a financial advisor with Stephens. Jacob has over 20 years of experience in the financial services industry and has worked with a variety of clients, including individuals, families, businesses, and institutions. Jacob is a highly experienced advisor with a strong track record of success. Jacob is committed to providing his clients with personalized financial advice and guidance that is tailored to their specific needs and goals. Jacob has held licenses with a number of firms including Wells Fargo Securities, LLC, MKM Partners LLC, RBC Capital Markets, LLC, SRT Securities LLC, Piper Jaffray & Co., Sterne, Agee & Leach, Inc., Moors & Cabot, Inc., RBC Dain Rauscher Inc., Tucker Anthony Incorporated, and Stern & Kennedy.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
12/23/2021 - Present
Stephens (NEW YORK NY)
NY
12/15/2020 - 01/03/2022
WELLS FARGO SECURITIES, LLC (New York NY)
CT
09/14/2020 - 12/11/2020
MKM PARTNERS LLC (STAMFORD CT)
CT
07/06/2020 - 09/23/2020
RBC CAPITAL MARKETS, LLC (STAMFORD CT)
MI
04/27/2020 - 07/28/2020
SRT SECURITIES LLC (BIRMINGHAM MI)
NY
03/25/2015 - 05/29/2018
PIPER JAFFRAY & CO. (NEW YORK NY)
NY
02/27/2006 - 03/19/2015
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
02/24/2006 - 03/15/2006
MOORS & CABOT, INC. (NEW YORK NY)
MA
07/19/2002 - 02/24/2006
MOORS & CABOT, INC. (BOSTON MA)
NY
03/09/2002 - 08/01/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
04/16/2001 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
10/01/2000 - 07/31/2001
STERN & KENNEDY (NEW YORK NY)
BC
Issued 12/08/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 05/29/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/12/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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