Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob Allen is a financial advisor who has been in the industry since 1996. Jacob Allen is currently registered with Stifel, Nicolaus & Company, Inc. as a Registered Representative and Investment Advisor Representative. Jacob Allen has previously been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., MAGNA INVESTMENTS and DEAN WITTER REYNOLDS INC. Jacob Allen is also a Certified Financial Planner. Jacob Allen has a total of 6 approved SRO registrations, 1 approved FINRA registration, 21 approved State registrations, and 2 approved IA State registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/23/2020 - Present
Stifel, Nicolaus & Company, Inc. (FRONTENAC MO)
MO
10/23/2009 - 10/23/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRONTENAC MO)
MO
08/31/1999 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CLAYTON MO)
MO
12/02/1997 - 09/15/1999
MAGNA INVESTMENTS (ST. LOUIS MO)
NY
07/19/1996 - 12/15/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 02/02/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 07/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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