Unclaimed
Jacob Benjamin Rome is a Financial Advisor associated with Houlihan Lokey Capital, Inc. Jacob holds the Series 7TO, Series 63, and SIE licenses, obtained in January 2023. Jacob is currently registered in New York, and has been in the financial industry since January 24, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/25/2023 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
BC
Issued 01/25/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/07/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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