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Jacob Benjamin Rome

Houlihan Lokey Capital, Inc.

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About Jacob Benjamin Rome

Jacob Benjamin Rome is a Financial Advisor associated with Houlihan Lokey Capital, Inc. Jacob holds the Series 7TO, Series 63, and SIE licenses, obtained in January 2023. Jacob is currently registered in New York, and has been in the financial industry since January 24, 2023.

Firm Information

Jacob Rome is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jacob Rome’s Registration & Firm History

NY

01/25/2023 - Present

Houlihan Lokey Capital, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/25/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/20/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/07/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jacob Benjamin Rome.
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