Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob Baum is a financial professional with over 40 years of experience in the securities industry. Jacob has held various positions at several firms, including Kern, Suslow Securities, Inc., Danallen Investment Group Inc., and Leumi Securities Corporation. Jacob is currently registered with Middlegate Securities Inc. and holds Series 7, 27, 53, 63, 99TO and SIE licenses. Jacob has been a registered representative in New York since 2000.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/26/2000 - Present
Middlegate Securities Inc. (NEW YORK NY)
NY
05/05/1998 - 07/21/2000
KERN, SUSLOW SECURITIES, INC. (NEW YORK NY)
NY
05/22/1996 - 02/27/1998
DANALLEN INVESTMENT GROUP INC. (ASTORIA NY)
NY
10/29/1979 - 12/05/1995
LEUMI SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 01/22/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/1992
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/17/1985
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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