Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob Smith is a financial professional with a history in the investment services industry, beginning in 2018. Currently, Jacob is registered with Equitable Distributors, LLC as a broker-dealer and is licensed in multiple states, including California, Illinois, and Texas. Prior to joining Equitable Distributors, Jacob worked at KESTRA INVESTMENT SERVICES, LLC and GWFS EQUITIES, INC. Jacob has a strong foundation in the securities industry, having passed several exams, including the Securities Industry Essentials Examination (SIE) and the Investment Company Products/Variable Contracts Representative Examination (Series 6).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
10/21/2022 - Present
Equitable Distributors, LLC (Charlotte NC)
WI
03/29/2022 - 08/02/2022
TRIAD ADVISORS LLC (Madison WI)
WI
12/10/2021 - 03/31/2022
KESTRA INVESTMENT SERVICES, LLC (Madison WI)
CO
03/29/2018 - 11/08/2021
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
IA
Issued 02/26/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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