Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob Andrew Duffy is a financial advisor at Robert W. Baird & Co. Inc. based in Scottsdale, Arizona. Jacob has been in the financial services industry since 2001. Prior to joining Robert W. Baird & Co. Inc., Jacob worked at MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., EDWARD JONES, and FEDERATED SECURITIES CORP. Jacob holds Series 6, 7, 63, and 66 licenses and has been registered with FINRA since 2003.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
AZ
11/15/2016 - Present
Robert W. Baird & Co. Inc. (SCOTTSDALE AZ)
AZ
06/01/2009 - 04/08/2010
MORGAN STANLEY SMITH BARNEY (SCOTTSDALE AZ)
AZ
05/20/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SCOTTSDALE AZ)
MO
10/16/2003 - 05/24/2005
EDWARD JONES (ST. LOUIS MO)
PA
02/01/2001 - 10/16/2003
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
BOTH
Issued 02/17/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2003
Series 7 - General Securities Representative Examination
BC
Issued 01/31/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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