Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob Aaron Dax is a financial advisor with Ameriprise Financial Services, LLC and has been in the industry since March 5, 2000. Jacob is registered with the state of California as a Registered Representative and Investment Advisor Representative. Jacob also has registrations with the state of Texas as a Registered Representative. Jacob is associated with the Ameriprise Financial Services, LLC branch office located in Hermosa Beach, CA. In addition to his current employment, Jacob has previous experience with IDS LIFE INSURANCE COMPANY located in Minneapolis, Minnesota. Jacob holds Series 63, 65, 7, 9, 10, 23, and 24 licenses. Jacob has been associated with Ameriprise Financial Services, Inc. and Ameriprise Financial Services, LLC since September 2005 and March 2020 respectively.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
03/16/2000 - Present
Ameriprise Financial Services, LLC (HERMOSA BEACH CA)
MN
03/06/2000 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 06/19/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 04/18/2008
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 03/13/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/14/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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