Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob Kessler is a financial professional with over 29 years of experience in the industry. Jacob is currently registered with UBS Financial Services Inc. in New York, NY. Jacob was previously registered with VT Distributors LLC, J.P. MORGAN PRIME INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN CLEARING CORP., HARRISDIRECT LLC, CSFBDIRECT, INC. and WATERHOUSE SECURITIES, INC.. Jacob has passed the Series 63, Series 24, Series 99TO, SIE and Series 7 exams. Jacob has experience in various aspects of financial services, including securities, investments and operations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
12/06/2022 - Present
UBS Financial Services Inc. (New York NY)
NY
04/29/2022 - 10/14/2022
VT DISTRIBUTORS LLC (NEW YORK NY)
NY
08/14/2019 - 03/02/2022
J.P. MORGAN PRIME INC. (NEW YORK NY)
NY
09/23/2004 - 03/02/2022
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/10/2016 - 10/01/2016
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NY
09/23/2004 - 12/31/2008
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NJ
01/22/2003 - 08/17/2004
HARRISDIRECT LLC (JERSEY CITY NJ)
NJ
02/03/1998 - 08/02/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
NE
07/16/1992 - 01/06/1998
WATERHOUSE SECURITIES, INC. (OMAHA NE)
BC
Issued 07/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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