Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jaclyn? Claim Your ProfileJaclyn Leigh Butler is a securities professional with over 17 years of experience in the financial services industry. Jaclyn has held various roles at prominent firms such as Virtu Financial BD LLC, Virtu Financial Capital Markets LLC, Cohen Capital Group, LLC, Barclays Capital Inc., Bear Wagner Specialists LLC, and Wagner Stott Mercator, LLC. Currently, Jaclyn is registered with Dash Financial Technologies LLC and holds the Series 7, Series 24, Series 66, and Series 14 licenses. Jaclyn's experience and qualifications demonstrate her commitment to providing clients with comprehensive financial solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/10/2021 - Present
Dash Financial Technologies LLC (Jersey City NJ)
TX
12/12/2011 - 08/10/2017
VIRTU FINANCIAL BD LLC (AUSTIN TX)
NY
12/09/2011 - 08/10/2017
VIRTU FINANCIAL CAPITAL MARKETS LLC (NEW YORK NY)
NY
05/02/2011 - 12/13/2011
COHEN CAPITAL GROUP, LLC (NEW YORK NY)
NY
03/23/2009 - 07/14/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/23/2001 - 03/24/2009
BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)
NY
10/09/1999 - 04/23/2001
WAGNER STOTT MERCATOR, L.L.C. (NEW YORK NY)
BOTH
Issued 06/20/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/09/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/19/2012
Series 24 - General Securities Principal Examination
BC
Issued 08/10/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2009
Series 7 - General Securities Representative Examination
BC
Issued 04/25/2002
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 11/09/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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