Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jaclyn? Claim Your ProfileJaclyn Erin Lui is a financial advisor with D.a. Davidson & Co. and has been in the industry since 2012. Jaclyn has a wide range of experience, having previously worked at Alpine Securities Corporation and E*TRADE SECURITIES LLC. Jaclyn is licensed in several states and has a strong track record of providing financial planning and portfolio management services to a variety of clients, including individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
09/26/2018 - Present
D.a. Davidson & Co. (SALT LAKE CITY UT)
UT
06/02/2014 - 05/31/2018
ALPINE SECURITIES CORPORATION (SALT LAKE CITY UT)
UT
10/08/2012 - 05/30/2014
E*TRADE SECURITIES LLC (SANDY UT)
IA
Issued 09/25/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/09/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/16/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/05/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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