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Jaclyn Amber Sanford

Apex Clearing Corp.

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About Jaclyn Amber Sanford

Jaclyn Sanford is a financial professional with over 7 years of experience in the financial services industry. Jaclyn has a broad background in securities, with experience at Apex Clearing Corp., Electronic Transaction Clearing, Inc., LPL Financial LLC and AXA Advisors, LLC. Jaclyn currently holds the Series 7, Series 63 and Series 24 licenses, and has passed the SIE and Series 65 exams. Jaclyn is registered with the state of Texas.

Firm Information

Jaclyn Sanford is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jaclyn Sanford’s Registration & Firm History

TX

06/14/2019 - Present

Apex Clearing Corp. (DALLAS TX)

TX

04/29/2020 - 03/16/2023

ELECTRONIC TRANSACTION CLEARING, INC. (DALLAS TX)

TX

07/13/2017 - 06/04/2019

LPL FINANCIAL LLC (AMARILLO TX)

TX

03/31/2016 - 06/21/2017

AXA ADVISORS, LLC (FORT WORTH TX)

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Licenses & Designations

IA

Issued 08/21/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/12/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/08/2024

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jaclyn Amber Sanford.
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