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Jackson Wong

Cowen AND Co.

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About Jackson Wong

Jackson Wong is a securities professional with over 25 years of experience in the financial services industry. Jackson currently works at Cowen And Co., having joined the firm in August 2022. Prior to that, Jackson was employed at RBC Capital Markets, LLC, J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., Calyon Securities (USA) Inc, and Deutsche Bank Securities Inc. Jackson is licensed to provide investment advice in Connecticut and New York and holds the Series 7, 55, 57TO, and SIE securities licenses.

Firm Information

Jackson Wong is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jackson Wong’s Registration & Firm History

NY

08/09/2022 - Present

Cowen AND Co. (NEW YORK NY)

NY

04/18/2016 - 08/23/2022

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

10/01/2008 - 04/20/2016

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

06/19/2007 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

09/08/2005 - 05/25/2007

CALYON SECURITIES (USA) INC (NEW YORK NY)

NY

06/27/2000 - 09/08/2005

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

07/08/1997 - 02/28/2001

DEUTSCHE SECURITIES AUSTRALIA, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/11/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/07/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jackson Wong.
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