Unclaimed
Jackson Wong is a securities professional with over 25 years of experience in the financial services industry. Jackson currently works at Cowen And Co., having joined the firm in August 2022. Prior to that, Jackson was employed at RBC Capital Markets, LLC, J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., Calyon Securities (USA) Inc, and Deutsche Bank Securities Inc. Jackson is licensed to provide investment advice in Connecticut and New York and holds the Series 7, 55, 57TO, and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/09/2022 - Present
Cowen AND Co. (NEW YORK NY)
NY
04/18/2016 - 08/23/2022
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
10/01/2008 - 04/20/2016
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
06/19/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/08/2005 - 05/25/2007
CALYON SECURITIES (USA) INC (NEW YORK NY)
NY
06/27/2000 - 09/08/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
07/08/1997 - 02/28/2001
DEUTSCHE SECURITIES AUSTRALIA, INC. (NEW YORK NY)
BC
Issued 07/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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