Unclaimed
Jackie Yvonne Froman is a financial professional with over 20 years of experience in the industry. Jackie is currently registered with Northwestern Mutual Investment Services, LLC in Nevada and Texas, and has been with the firm since April 2010. Prior to that, Jackie worked at UBS Financial Services Inc. in Georgia from 2003 to 2008. Jackie holds FINRA Series 63, 7, and SIE licenses. Jackie specializes in providing investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NV
04/29/2010 - Present
Northwestern Mutual Investment Services, LLC (Las Vegas NV)
GA
01/14/2003 - 12/26/2008
UBS FINANCIAL SERVICES INC. (ATLANTA GA)
BC
Issued 04/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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