Unclaimed
Jackie Sublett is a registered representative with Stephens. Jackie has been working in the securities industry for over 6 years. Jackie's primary office is located in Little Rock, Arkansas. Jackie holds a Series 66 license, and a Series 7TO, Series 86, and Series 87 licenses. Jackie also holds active registrations in Arkansas and Texas. Stephens is a registered investment advisor with offices in Little Rock, Arkansas. The firm has been in business for over 60 years and has a team of experienced professionals. The firm provides a variety of financial services including portfolio management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
11/15/2022 - Present
Stephens (LITTLE ROCK AR)
BOTH
Issued 09/30/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/01/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/09/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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