Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jack? Claim Your ProfileJack Wong is a financial advisor registered with Morgan Stanley. Jack has been in the securities industry since April 26, 2001. Jack is registered with the following securities authorities: FINRA, and the states of Alabama, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Iowa, Kansas, Kentucky, Maryland, Massachusetts, Michigan, Missouri, Montana, Nevada, New Jersey, New Mexico, New York, North Carolina, Oklahoma, Oregon, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Virginia and Washington. Jack has passed the following industry exams: Series 31, Series 7, Series 66, Series 9, Series 10, and the SIE exam. Jack has been employed with Morgan Stanley since 2011. Previously, Jack was employed by Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, and Morgan Stanley DW Inc. Jack also owns a rental property in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/24/2020 - Present
Morgan Stanley (Palo Alto CA)
CA
01/03/2011 - 09/08/2011
WELLS FARGO ADVISORS, LLC (MOUNTAIN VIEW CA)
CA
12/11/2002 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MOUNTAIN VIEW CA)
NY
07/24/2001 - 12/11/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
05/02/2001 - 10/24/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
04/27/2001 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
BOTH
Issued 07/06/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/06/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 04/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jack Wong is the right advisor for you? Invested Better is here to help.
