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Jack William Sweeney

BGC Financial, LP

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About Jack William Sweeney

Jack Sweeney is a securities professional with experience in the financial services industry. Jack is currently registered with BGC Financial, LP and holds Series 7TO, Series 63, and SIE licenses. Jack has been registered in New York since 04/08/2024. Jack is affiliated with the firm's New York office located at 55 WATER STREET, 10TH FLOOR, NEW YORK, NY 10004.

Firm Information

Jack Sweeney is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jack Sweeney’s Registration & Firm History

NY

02/13/2024 - Present

BGC Financial, LP (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/08/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/13/2024

Series 7TO - General Securities Representative Examination

BC

Issued 12/20/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jack William Sweeney.
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