Unclaimed
Jack Sweeney is a securities professional with experience in the financial services industry. Jack is currently registered with BGC Financial, LP and holds Series 7TO, Series 63, and SIE licenses. Jack has been registered in New York since 04/08/2024. Jack is affiliated with the firm's New York office located at 55 WATER STREET, 10TH FLOOR, NEW YORK, NY 10004.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/13/2024 - Present
BGC Financial, LP (NEW YORK NY)
BC
Issued 04/08/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/20/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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