Unclaimed
Jack William Richardson is a financial advisor who is currently registered with Rainmaker Securities, LLC and is actively pursuing a career in the financial industry. Jack has a Series 7TO, Series 66 and SIE license and has been a registered representative in the industry since October 2019. Jack has been licensed and registered in several states including Arizona, California, Connecticut, Illinois, Nevada, New York, Texas and Washington. Jack was previously employed with Emerson Equity LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/20/2020 - Present
Rainmaker Securities, LLC (CORAL GABLES FL)
CA
10/23/2019 - 05/11/2020
EMERSON EQUITY LLC (Sausalito CA)
BOTH
Issued 11/19/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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