Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jack? Claim Your ProfileJack Griffith is a financial advisor at LPL Financial LLC. Jack has been in the financial industry since 1986 and has experience with a variety of firms including Janney Montgomery Scott LLC, Sigma Financial Corporation, and Ameriprise Financial Services. Jack is registered with the state of Texas, and is a registered representative and investment advisor representative with LPL Financial LLC. Jack offers financial planning, portfolio management, consulting, and educational seminars to a wide range of clients including individuals, corporations, trusts, charitable organizations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
05/19/2023 - Present
LPL Financial LLC (COLUMBIA SC)
SC
07/30/2021 - 05/18/2023
SIGMA FINANCIAL CORPORATION (Columbia SC)
SC
01/27/2014 - 08/04/2021
JANNEY MONTGOMERY SCOTT LLC (COLUMBIA SC)
SC
10/05/2009 - 01/28/2014
AMERIPRISE FINANCIAL SERVICES, INC. (COLUMBIA SC)
SC
05/16/2007 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (COLUMBIA SC)
SC
05/21/2004 - 05/22/2007
A. G. EDWARDS & SONS, INC. (SUMTER SC)
MD
07/02/1998 - 05/28/2004
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
11/20/1995 - 07/14/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/23/1986 - 11/20/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 02/04/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/18/2009
Series 24 - General Securities Principal Examination
BC
Issued 04/17/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1997
Series 3 - National Commodity Futures Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jack Griffith is the right advisor for you? Invested Better is here to help.
