Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jack? Claim Your ProfileJack Tyson Brawley is a financial advisor with over 30 years of experience in the industry. Jack is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, and holds a Series 7, Series 63, Series 24, Series 4, Series 53, Series 52TO and Series 72. Jack has held previous positions at BANC of AMERICA INVESTMENT SERVICES, INC., NATIONSSECURITIES, NATIONSBANC SECURITIES, INC., J.C. BRADFORD & CO., THE PINNACLE GROUP, INC. and THE ROBINSON-HUMPHREY COMPANY INC. Jack specializes in providing portfolio management services for individuals, businesses, and corporations. Jack also offers portfolio management for pension and profit-sharing plans, and investment advisory services including educational seminars, selection of other advisors, and performance measurement reports.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NC
01/01/1998 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NA
06/07/1993 - 01/01/1998
NATIONSSECURITIES
MA
01/02/1990 - 06/07/1993
NATIONSBANC SECURITIES, INC. (BOSTON MA)
NA
06/30/1988 - 05/05/1989
J.C. BRADFORD & CO.
NA
06/12/1987 - 07/13/1988
THE PINNACLE GROUP, INC.
NA
06/05/1986 - 06/25/1987
THE ROBINSON-HUMPHREY COMPANY INC.
NA
04/24/1985 - 06/04/1986
FIRST JERSEY SECURITIES, INC.
IA
Issued 10/20/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/7/1999
Series 4 - Registered Options Principal Examination
BC
Issued 4/22/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 3/1/1995
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 72 - Government Securities Representative Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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