Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jack? Claim Your ProfileJack Tyson Brawley is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., with a branch office in Charlotte, NC. Jack has been in the financial industry since 1985, and holds several industry certifications, including Series 7, 63, 24, 52, 53, 65, 72 and SIE. Jack has been associated with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2009, and was previously registered with BANC OF AMERICA INVESTMENT SERVICES, INC., NATIONSSECURITIES, NATIONSBANC SECURITIES, INC., J.C. BRADFORD & CO., THE PINNACLE GROUP, INC., THE ROBINSON-HUMPHREY COMPANY INC. and FIRST JERSEY SECURITIES, INC.. Jack has been recognized by Bank of America as a Premier Banker and a High Performance Banker and has received multiple awards for his performance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NC
01/01/1998 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NA
06/07/1993 - 01/01/1998
NATIONSSECURITIES
MA
01/02/1990 - 06/07/1993
NATIONSBANC SECURITIES, INC. (BOSTON MA)
NA
06/30/1988 - 05/05/1989
J.C. BRADFORD & CO.
NA
06/12/1987 - 07/13/1988
THE PINNACLE GROUP, INC.
NA
06/05/1986 - 06/25/1987
THE ROBINSON-HUMPHREY COMPANY INC.
NA
04/24/1985 - 06/04/1986
FIRST JERSEY SECURITIES, INC.
IA
Issued 10/20/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/1999
Series 4 - Registered Options Principal Examination
BC
Issued 04/22/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/01/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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