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Jack Thomas Waters

BA Securities, LLC

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About Jack Thomas Waters

Jack Waters is a financial professional registered with Ba Securities, LLC. Jack has a Series 63 and Series 79TO license. Jack has been in the industry for 2 years. Jack is licensed in Virginia and Pennsylvania. The firm’s main office is located in Arlington, Virginia.

Firm Information

Jack Waters is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jack Waters’s Registration & Firm History

VA

12/17/2022 - Present

BA Securities, LLC (ARLINGTON VA)

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Licenses & Designations

BC

Issued 10/21/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/17/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/08/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jack Thomas Waters.
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