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Jack Suttman

Northwestern Mutual Investment Services, LLC

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About Jack Suttman

Jack Suttman is a financial advisor with Northwestern Mutual Investment Services, LLC. Jack has been in the financial services industry since 2020 and holds a Series 7, Series 66, and SIE licenses. Jack's past experience includes working at Merrill Lynch, Pierce, Fenner & Smith Incorporated, and EKSH. Jack is registered with the state of Colorado as a Registered Representative and Investment Advisor Representative. Jack is also registered as a Registered Representative in several other states including Arizona, California, Florida, Hawaii, Iowa, New York, Ohio, Pennsylvania, Rhode Island, Tennessee, Texas, Vermont, Virginia, and Wyoming. Jack's services include providing investment research, referrals to other advisors, and other financial planning services.

Firm Information

Jack Suttman is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Jack Suttman’s Registration & Firm History

CO

07/20/2022 - Present

Northwestern Mutual Investment Services, LLC (LAKEWOOD CO)

CO

11/03/2020 - 01/03/2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DENVER CO)

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Licenses & Designations

BOTH

Issued 12/30/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/03/2020

Series 7TO - General Securities Representative Examination

BC

Issued 02/21/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jack Suttman.
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