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Jack Steven Garceau

Jonestrading

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About Jack Steven Garceau

Jack Steven Garceau is a registered representative with Jonestrading based in Morristown, NJ. He is a licensed Series 7, Series 24, and Series 63. Jack has been in the financial industry since 2013. Previously, Jack was employed at Shearman, Ralston Inc. and Oppenheimer & Co., Inc.

Firm Information

Jack Garceau is currently registered with Jonestrading. Jonestrading is a Limited Liability Company formed in August 2001. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Jonestrading has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jack Garceau’s Registration & Firm History

NJ

04/03/2014 - Present

Jonestrading (MORRISTOWN NJ)

CT

06/27/1997 - 10/13/1997

SHEARMAN, RALSTON INC. (GREENWICH CT)

NY

04/25/1997 - 05/01/1997

OPPENHEIMER & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/29/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/17/2017

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/03/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jack Steven Garceau.
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