Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jack? Claim Your ProfileJack S Gunter is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Jack has been in the financial services industry since 1970. Jack is registered with both the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Jack holds the following licenses: Series 4, 5, 7, 15, 24, 31, 52, 53, 63, and 65. Jack is currently registered in 38 states and has also been registered in 3 states as an Investment Advisor Representative. Jack has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Jack is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
04/08/1988 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PINETOP AZ)
NA
03/29/1971 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
10/14/1970 - 06/04/1971
GOODBODY & CO. INCORPORATED
IA
Issued 10/17/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/1981
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/17/1981
Series 24 - General Securities Principal Examination
BC
Issued 05/29/1980
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 05/08/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 10/09/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 02/28/1968
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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