Unclaimed
Jack Wendler is a financial professional with SPC Capital Markets LLC. Jack has been in the industry since September 10, 2018. Jack holds Series 63, SIE, and Series 79 licenses. Jack is registered in Connecticut and New York. Jack's previous experience includes a role at RBC Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
06/10/2024 - Present
SPC Capital Markets LLC (Greenwich CT)
NY
08/17/2018 - 05/15/2024
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 10/30/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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