Unclaimed
Jack Prather Brown is a financial advisor currently registered with Commonwealth Financial Network. Jack has been in the industry since 1971. Jack has held several positions at various firms, including Maplewood Investment Advisors, Inc., May Financial Corporation, Thomson McKinnon Securities Inc., Schneider, Bernet & Hickman, Inc., Rotan Mosle Inc., and Merrill Lynch, Pierce, Fenner & Smith, Inc. Jack holds multiple licenses and registrations, including Series 7TO, Series 66, and Series 40. Jack works with individuals, businesses, high-net-worth individuals, corporations, charities, pension plans, and state/municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/18/2020 - Present
Commonwealth Financial Network (Dallas TX)
TX
02/16/2000 - 09/12/2016
MAPLEWOOD INVESTMENT ADVISORS, INC. (DALLAS TX)
TX
06/19/1989 - 04/11/2000
MAY FINANCIAL CORPORATION (DALLAS TX)
NY
02/12/1985 - 06/23/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
03/21/1978 - 02/12/1985
SCHNEIDER, BERNET & HICKMAN, INC.
NA
01/31/1972 - 04/20/1978
ROTAN MOSLE INC.
NA
05/10/1971 - 03/28/1972
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BOTH
Issued 02/28/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/20/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/1972
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1985
PC - AMEX Put and Call Exam
BC
Issued 10/06/1981
Series 5 - Interest Rate Options Examination
BC
Issued 12/13/1965
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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