Unclaimed
Jack Otis Johnston is a financial advisor who has been working in the industry since 1999. Johnston is currently registered with J.p. Morgan Securities LLC. Prior to his current role, Johnston was previously employed by several financial institutions, including Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC, HSBC Securities (USA) Inc., and Fleet Securities, Inc. Johnston has a diverse background and holds multiple licenses and certifications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/17/2019 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
08/30/2013 - 07/10/2019
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
04/09/2007 - 09/05/2013
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
01/28/2005 - 03/01/2007
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
04/20/2004 - 11/24/2004
CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)
TX
01/02/2001 - 04/19/2004
FLEET SECURITIES, INC. (DALLAS TX)
NY
05/10/1999 - 12/31/2000
QUICK & REILLY, INC. (NEW YORK NY)
TX
04/01/1999 - 05/11/1999
FLEET SECURITIES, INC. (DALLAS TX)
BC
Issued 11/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2004
Series 24 - General Securities Principal Examination
BC
Issued 05/01/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/20/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2008
Series 3 - National Commodity Futures Examination
BC
Issued 04/04/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/31/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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