Unclaimed
Jack Nicholas is a registered representative with Wells Fargo Securities, LLC, based in Charlotte, North Carolina. Jack has passed the Series 79TO, Series 63 and SIE exams. Jack has been in the industry for less than a year.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/21/2023 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 04/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/17/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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