Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jack? Claim Your ProfileJack McSwain is a securities professional with over seven years of experience in the industry. Jack is currently registered with Apollo Global Securities, LLC. Jack has previously held positions at Credit Suisse Securities (USA) LLC and Wells Fargo Securities, LLC. Jack is a Series 7, 63, 79, and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/09/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
02/07/2020 - 02/16/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NC
07/29/2016 - 01/17/2020
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 08/06/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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