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Jack Lyman Carter

ON Investment Management Co.

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About Jack Lyman Carter

Jack Lyman Carter is a registered investment advisor with On Investment Management Co. Jack Carter has been in the industry since 2019 and has experience at several firms, including Ares Wealth Management Solutions, LLC and Calamos Financial Services LLC. Jack Carter has a Series 66 and a Series 7TO license.

Firm Information

Jack Carter is currently registered with ON Investment Management Co.. ON Investment Management Co. is an investment advisor registered with the SEC with its main office in Cincinnati, Ohio. The firm has 206 licensed agents and manages approximately $2.2 billion in regulatory assets under management for individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm offers financial planning, portfolio management, and other advisory services.
ON Investment Management Co.

ONE FINANCIAL WAY

CINCINNATI, OH 45242

$2.20B

Assets Under Management

275

Total Clients

196

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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morningstar investment services llc, sei, assetmark, brinker capital, bny mellon advisors, inc, symmetry partners, envestnet

Morningstar investment services llc, sei, assetmark, brinker capital, bny mellon advisors, inc, symmetry partners, envestnet

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jack Carter’s Registration & Firm History

OH

12/04/2024 - Present

ON Investment Management Co. (Cincinnati OH)

CO

01/26/2023 - 12/06/2023

ARES WEALTH MANAGEMENT SOLUTIONS, LLC (DENVER CO)

IL

07/15/2021 - 12/19/2022

CALAMOS FINANCIAL SERVICES LLC (Chicago IL)

IL

08/24/2020 - 06/30/2021

QUASAR DISTRIBUTORS, LLC (Chicago IL)

IL

11/11/2019 - 07/13/2020

FIDELITY BROKERAGE SERVICES LLC (NAPERVILLE IL)

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Licenses & Designations

BOTH

Issued 12/13/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/11/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/03/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jack Lyman Carter.
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