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Jack Keith Benjamin

Foreside Fund Services, LLC

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About Jack Keith Benjamin

Jack Keith Benjamin is a financial advisor who is currently registered with Foreside Fund Services, LLC. Jack has been in the financial services industry since 2013 and is licensed to provide investment advice in all 50 states. Jack has a Series 7, Series 63, and Series 65 license. Jack previously worked at Nuveen Securities, LLC and Vanguard Marketing Corporation.

Firm Information

Jack Benjamin is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jack Benjamin’s Registration & Firm History

CA

10/19/2023 - Present

Foreside Fund Services, LLC (Newport Beach CA)

CA

12/03/2015 - 09/05/2023

NUVEEN SECURITIES, LLC (LOS ANGELES CA)

AZ

03/05/2013 - 11/10/2015

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

IA

Issued 02/26/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/14/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jack Keith Benjamin.
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