Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jack? Claim Your ProfileJack Kattan is a securities professional with over 28 years of experience in the financial services industry. Jack is currently registered with Nomura Securities International, Inc., a broker-dealer with a broad range of investment products and services. Jack has a strong track record in investment banking, having held prior roles at Cantor Fitzgerald & Co., Morgan Stanley & Co., Incorporated, Salomon Brothers Inc., and UBS Securities Inc. Jack is licensed to sell securities in all 50 states and the District of Columbia. Jack holds a Series 7, 10, 24, 63, and 79 license. Jack is also a licensed principal and has extensive knowledge and experience in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
04/14/2010 - Present
Nomura Securities International, Inc. (NEW YORK NY)
NY
07/20/2009 - 04/08/2010
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
09/13/1995 - 03/18/2008
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
07/05/1995 - 08/04/1995
SALOMON BROTHERS INC. (NEW YORK NY)
NY
10/27/1992 - 05/05/1995
UBS SECURITIES INC. (NEW YORK NY)
BC
Issued 03/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/16/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/26/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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